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PSYCHOLOGICAL DIMENSIONS OF NUCLEAR POLICIES AND PROLIFERATION
Diane Perlman, Ph.D.

"There's been a quantum leap technologically in our age, but unless there's another quantum leap in human relations, unless we learn to live in a new way towards one another, there will be a catastrophe."

Albert Einstein

"The splitting of the atom has changed everything except the way we think. Thus we drift toward unparalleled catastrophe. We shall require a substantially new manner of thinking if mankind is to survive."

Albert Einstein


While thinking about nuclear weapons it is essential that we be acutely aware of how we think about weapons of mass destruction. We need to be conscious of our psychology, the psychology of our enemies, and the dynamics of our interactions, lest we make psychological mistakes with irreversible consequences.

I began exploring the psychological aspects of nuclear weapons in 1980, after attending a symposium of Physicians for Social Responsibility at the University of Pennsylvania. In the early 1980s, I could not have imagined where we would be today, and who can imagine where, or even if we will be in 22 years from now? Imagine a variation of the Israeli-Palestinian conflict on a global scale, with numerous state and nonstate actors and weapons of mass destruction, each using psychologically flawed rationales to justify actions for their security. A psychological understanding is essential to our global security. Let’s explore

  1. LIVING UNDER THE NUCLEAR THREAT
  2. IRRATIONAL THINKING AND COGNITIVEPARADIGM SHIFT DISTORTIONS
  3. THE NUCLEAR MYSTIQUE
  4. DANGEROUS EMOTIONS, ATTITUDES AND POSTURING
  5. GLOBAL SYSTEMS DYNAMICS
  6. CONSCIOUS NUCLEAR POLITICS
  7. PARADIGM SHIFT

LIVING UNDER THE NUCLEAR THREAT


Ethics in a State of Emergency

We are in a state of emergency. The global security situation is alarming. The stakes are as high as can be. Our reactions are maladaptive and inappropriate to the threat we face. We are challenged to be exquisitely conscious and courageous in facing difficult realities. According to professional ethical standards of psycholotherapists, we are required to call attention to threats to life and demand intervention. We cannot remain silent or neutral. Silence, and so-called neutrality in the face of danger is a form of collusion with the forces of destruction. We each have an ethical responsibility to do everything in our power, from whatever position we are in, to avert a catastrophe.

"The hottest places in Hell are reserved for those who, in a time of great moral crisis, maintain their neutrality."

Dante, quoted by President Kennedy.


Beyond Psychology

Living under the nuclear threat impacts our psyches. Becoming conscious of how we are affected is a first step. Psychiatrist Robert Jay Lifton states that nuclear weapons are beyond psychology. They alter our relationship to life and death, impair "our capacity to confront the bomb" and "our ability to confront issues vital to our survival." We have a limited capacity to “imagine the real.”

"The presence of these mass-killing devices in the world, creates staggering new problems for us and at the same time distorts our thinking and blunts our feeling about precisely these problems."

Robert Jay Lifton


Psychic Numbing

Lifton coined the term, “psychic numbing”, “a form of desensitization … an incapacity to feel or confront certain kinds of experience, due to the blocking or absence of inner forms or imagery that can connect with such experience.” If one is in a horrific inescapable situation,psychic numbing is a protective survival mechanism. But in a situation that one can change, psychic numbing is maladaptive and threatens survival .


Denial

The dictionary defines denial as “ disavowal of the truth …an attempt to disavow the existence of unpleasant reality.” People feel overwhelmed and helpless in the face of massive threats. Denial is an attempt to avoid despair, while increasing the basis for despair. Denial is an attempt to avoid knowledge and the responsibility that knowledge demands.


Colluding with Danger

Our state of collective denial, ignorance, psychic numbing, and silence allows danger to escalate. As in the beginnings of the Holocaust, the Rwandan genocide, the Balkan massacres, the post-election massacre in East Timor, warnings, cries for help and attempts to raise awareness and intervene were denied, ignored and dismissed. All could have been prevented. A shift in consciousness is required to prevent global catastrophe.

IRRATIONAL THINKING AND COGNITIVE DISTORTIONS


Conventialization

We apply old concepts, logic, and strategies of conventional weapons to nuclear weapons. Peter Weiss, President of the Lawyers Committee on Nuclear Policy elaborates that “… the latest Nuclear Posture Review is making nukes ‘just another weapon in our arsenal’, thereby extinguishing the line between ‘conventional’ weapons and sui generis nuclear weapons.” It is like treating cancer with antibiotics while ignoring effective treatments and prevention.


Nuclearism

“Nuclearism” defined by Lifton, is “the psychological, political, and military dependence on nuclear weapons, the embrace of weapons as a solution to a wide variety of human dilemmas, most ironically that of “security.” Nuclearism, or nuclear fundamentalism is an extension of military fundamentalism, a hegemonic ideological belief that the best and only way to solve problems is by threat or use of violent force, domination, control and punishment. We are unfamiliar with bodies of knowledge of political psychology, violence prevention, tension reduction and conflict transformation. Media and public discourse offer a narrow, simplistic, dualistic range of ideas.


Irrationality and the Paradox of Security

We act as though it is rational to spend trillions to build weapons that can destroy the world many times over. We say we build these weapons so that we won’t have to use them. “Nuclear deterrence is a scheme for making nuclear war less probable by making it more probable.” There are some historical cases in which deterrence theory appears to have worked as in WWII, though it cannot be proven. It is believed that deterrence worked during the 50 years of the Cold War, but there were several times when it almost broke down. There are other historical examples, like WWI, where deterrence broke down and demonstrated evidence of spiral theory of mutually provocative escalation. Deterrence theory is psychologically flawed and too uncertain to be used as a basis for global security. If it is valid in some cases, it is unreliable in others, especially with asymmetrical warfare, weapons of mass destruction, and anonymous attacks. Paradoxically, the way to be more secure is to make your enemy more secure.


National Security is an Oxymoron

Actions we take in the name of our “National Security” generate fear, hatred, envy, resentment, and a desire to imitate, thereby provoking proliferation, rendering ourselves and the planet more vulnerable. We are provoking a new arms race and entering a second nuclear age, characterized by nuclear anarchy, weaponization of space, and terrorism. Nuclear weapons states who would prefer to dismantle their nuclear weapons are instead prepared to increase their nuclear programs because of US policies. Non-nuclear weapons states, who would prefer not to acquire nuclear weapons will most likely develop them. Today, National Security is an oxymoron. There is only Universal Security or universal insecurity.


The Mirror Image of the Enemy

The image of the enemy has been deliberately exaggerated and distorted to instill fear and provide justifications and pretexts for provocative arms buildups and missile defense. After the Cold War, the Evil Empire (USSR) was replaced by "Rogue States", and now the Axis of Evil – all using identical language, concepts and emotional tone. Images have been used to promote missile defense to protect us from evil. Visiting the USSR in the 1950s, social psychologist Uri Bronfenbrenner observed that according to “the mirror image of the enemy” each side perceives its own motives as noble, just, peace-loving, and necessary, while the enemy ‘s motives are perceived as cruel, hostile and aggressive. With the "ultimate attribution error" each side explains their own behavior as motivated by environmental factors (we are peace-loving but have to build arms because of them) , while the enemy’s behavior is genetic – because of who they are. The image of the enemy is also “homogenized”, an undifferentiated “They.” The image of the enemy is so powerful that it overrides all reason, and is a justification for accepting massive traumatization of innocents. It is used as a moral justification for use of force, even when it makes the situation worse.


Concrete Thinking, Physicalism, and Psychological Ignorance

We assume that enemies are eternally hovering out there, independent of our actions, just waiting to get us, and all that we can do is commit all of our resources to try to physically wipe them out first, knowing we can’t be 100% effective. We ignore ways in which we create and provoke enmity. We ignore ways that we can reduce and transform enmity. We believe that all we can do is kill them and wipe out their infrastructure. This is illusory, as such actions magnify hatred, fear and aggression which will find alternate routes of expression. This keeps us in a volatile global military stand-off. Some refuse to understand the psychological and economic causes of violence and terrorism as a matter of principle, as if it were rewarding them. We don’t have the sense that there are actions that we can take that can have great power in reducing enmity. We refuse to consider strategies that include understanding causes, reducing tension, addressing just grievances and causes of suffering that have much more promise in making us safer.


The Axis of Futility

Much of the discourse for justifying dangerous strategies focuses on the right-wrong axis. Much dialogue focuses on how evil they are and how good we are. Even if we can make a case that we are right and good and they are wrong and evil, and that our actions are justified, this does not make us safer, and in fact has a paradoxical effect of intensifying conflict. We can always be right and justified, but there is no way that functioning on the right-wrong axis can make us any safer. The question is not who is right, but what will increase mutual security. Humility and self-reflection will go a long way in enhancing our security. People who raise questions and call for self-examination about some of our actions that might have provoked resentment against us are dismissed as “anti-American” and their patriotism is called into question, thus blocking thoughtful dialogue on issues that are vital to our security. Transforming our role in the world and reviewing the ways in which we use our great power and goodness on the world stage, from provocative to reassuring, from disparity to equality (like the Marshall plan), from unilateralism to joining the world community, will do far more to increase universal security than the most sophisticated weapons systems.


"Blowback", the Law of Unintended Consequences and Predictability

Strategies, actions and policies employed for a specific purpose create new unanticipated problems (such as our empowerment of bin Laden and Sadaam Hussein). In a world with weapons of mass destruction, blowback would be catastrophic. History is filled with military blunders. From a psychological perspective, much blowback is predictable and preventable. Taking the perspective of the other, empathy, following consequences through time, avoiding humiliation, addressing suffering, despair, poverty, culture, and designing win-win strategies, using language, policies and interventions that give hope and reduce tension go a long way in reducing violence.


Poor Reality Testing, the Masculine Mystique and Psychological Incorrectness

We are often gripped by tightly held beliefs, based on emotion and socialization, even when contradicted by facts. We believe them so intensely we assume they are real. This is most obvious in the escalation and deterioration in the Israel-Palestinian conflict. Hypotheses are not revised when reality doesn’t conform with beliefs. “Reality testing” is defined as “ A fundamental ego function which consists of the objective evaluation and judgement of the world outside the ego or self.” Reality testing is poor, as beliefs are impervious to evidence. One powerful example is the Masculine Mystique, as described by Myriam Miedzan in Boys Will Be Boys. It is a false belief that we must show strength, and if we show weakness they will attack us. There is an understandable, but erroneous assumption that if we dominate the enemy, they will back down. This may have been true in the school yard and maybe with conventional weapons, but with asymmetrical warfare, weapons of mass destruction, and a cultural value and willingness to die standing up to a dominant power, this belief is false. Similarly there is a belief that we must have a “credible deterrent”. We cannot appear weak, etc. The saying that you create what you resist applies here.


THE NUCLEAR MYSTIQUE


Mega Mission Creep

Nuclear weapons were developed out of fear that the Nazis would get them first. They were used on the Japanese with the belief that they would end World War II and save many lives. They were further developed during the Cold War in an intense arms race with the Soviets. The highly charged image of the Evil Empire, has been replaced by Rogue States and now the Axis of Evil. These archetypal images are used in identical ways to create fear, justify abrogation of treaties, development of “missile defenses” and new weapons systems, and weaponization of space. We now have a gigantic web, a military-industrial-congressional-media complex and interconnected national and international institutions and financial investments, and emotional-psychological investments in research and development, and a scientific imperative, organized around nuclear weapon and systems, with plans for development to the year 2070. Nukes seem to have a life of their own, finding reasons, policies and enemies to justify their existence. We are mystified by them.


The Double Standard and Nuclear Provocation

Being absorbed in one’s own security needs, engaging in “justified” self-protective, conventional activities around weapons policies and treaties, provokes fear, hatred, and resentment globally. Actions considered self-protective are perceived by others as indications of aggressive intentions and plans to attack . States naturally claim that if one country reserves the right to “protect its sovereignty” with weapons of mass destruction, so do they. Then we condemn them for being hostile and aggressive for wanting what we claim a right to and a need for. The double standard is demoralizing. Other states too feel a need for and right to similar self-protection. Weapons of mass destruction take on a psychological and symbolic meaning and status, creating a desire to join the nuclear weapons club. Military buildup and posturing inspire the development of countermeasures and terrorism which are far less expensive (1/100 – 1/1000the the cost) and require far less technology than the systems they can overcome. Because the nuclear weapons states have not lived up to their 1968 agreement in the Nuclear Nonproliferation treaty to negotiate toward disarmament, other countries increasingly desire to acquire nuclear weapons. How could it be otherwise?


Mystification, flawed rationales, and thought-stopping dismissals

Psychological techniques induce us to accept the absurd as rational. The use of an exaggerated, distorted image of the enemy, disinformation, misinformation, and censorship, play on fear and use fear to justify foreign and domestic policy. This keeps us ignorant and precludes balanced, complex thinking about less dangerous strategies. A monofocus on military strategies precludes safer, more effective strategies like South Korea’s “Sunshine policy.” Flawed concepts and dismissals such as the need to maintain a “credible threat,” “the only language they understand is force,” and flawed deterrence theory mystify us into believing that these are proven concepts that work all the time. False beliefs such as there are no effective alternatives to military solutions, we have no choice, they will attack us if we are perceived as weak, we must show resolve, divert us from enlightened action. Nuclear myths and illusions about effectiveness and necessity are promulgated to elicit support. Reality testing defined as A fundamental ego function which consists of the objective evaluation and judgement of the world outside the ego or self. is poor, as beliefs are impervious to evidence.


Structural Absurdities- Absurdities

We live in a state of absurdity that the mind perceives but suppresses. Lifton points out structural absurdities.


Nuclear Addiction

We are deeply organized around nuclear weapons psychologically, economically, institutionally, and politically. It also means extricating ourselves from our deadly dependence on and worship of the weapons, extricating ourselves from nuclearism. There is a profound psychological resistance to disarmament, because it is experienced as taking away a necessary defense without offering a replacement. We need to go through a gradual process of withdrawal, economic and technological conversion, and replacement with more effective strategies.


DANGEROUS EMOTIONS, ATTITUDES AND POSTURING


Fear

There is a belief that if others are afraid of our power they will submit to our demands and we will be safer. This may work under specific conditions, but not others, and is risky with weapons of mass destruction. It is a psychological fact that people are most dangerous when they are afraid, even more than when they are angry. We, too, are more dangerous when w e are afraid. Strategies should be designed to reduce fear and provide assurances.


Envy and Humiliation

Envy and humiliation are highly associated with violence and the breakdown of deterrence. Many cruel leaders and dictators have suffered severe humiliation in their youth, and many murders occur after rejection and humiliation. According to Jewish ethics it is forbidden to humiliate a person as it is like killing their soul. Much violence emerges from conditions of great economic and social disparity. For a fraction of what the world spends on weapons and death, we could correct these disparities. We should be careful about the humiliating rhetoric and coercive strategies that we commonly use. In the Cuban Missile crisis, the Kennedy’s were acutely aware of the need to allow the Soviets a way to save face, which was key to averting catastrophe. Saving face, even of our enemies, should be high in our consciousness.


Arrogance, Disregard - US unilateralism

US unilateralism and disregard of global treaties (the Kyoto Environmental Protocols, the Anti-Ballistic Missile Treaty, the Treaty to Ban Landmines, the Biological Weapons Convention, the Convention on the Rights of the Child, the Biodiversity Treaty) is causing a range of problematic emotional reactions around the world, including resentment, fear, hatred, anxiety, terror, dread, envy, humiliation, intimidation, anger, rage, insult, and a healthy desire for a respectful responsiveness which, if not met will naturally drive others, in desperation, towards a desire for revenge. This endangers US citizens. We are losing some of the admiration and good will that we have had in the past.


Egocentrism

Policies, strategies, language organized around one’s own security needs and sense of rightness with no consciousness about how these are experienced and received by other actors. Making incorrect assumptions about the psychology of the other, i.e., assuming deterrence will work. Imposing demands and ultimata is counterproductive in culture where defiance to greater power is valued.


Psychology of Domination, Defeat and Asymmetrical Warfare

Terrorism is a form of asymmetrical warfare. Nuclear proliferation is a response to asymmetrical nuclear capability. Power imbalances are inherently unstable in the long term. Domination, oppression, humiliation, and suffering provoke the desire to even the scales as we see in universal myths like David and Goliath, and in the Mujaheddin rejoicing over their defeat of the Soviet Union superpower. As 9/11 shows, there is no amount of power that cannot be turned against us. Equality is a stabilizing force. Psychologically, domination is analogous to bullying in a Global Columbine, provoking explosive reactions such as 9/11. We teach our children not to bully without realizing that our actions are experienced by others in a humiliating way. Such actions in the name of our own security are likely to increase the possibility of terrorism.


GLOBAL SYSTEMS DYNAMICS


The Non-Proliferation Treaty and General Systems Theory

The Nuclear Non-Proliferation Treaty (NPT), signed in 1968 in order to prevent the spread of nuclear weapons, states that the non nuclear weapons states will agree not to acquire nuclear weapons. In exchange, the nuclear weapons states will agree to negotiate in good faith to work toward the total elimination of nuclear weapons (otherwise, why would they agree not to acquire them)?. Nuclear weapons states have not lived up to their agreement, and we are on the verge of provoking a new nuclear arms race. Since 1968, the NPT has had limited success maintaining a homeostatic balance, with only Israel, India and Pakistan joining the nuclear weapons club. According to General Systems Theory, the NPT is likely to go from a homeostatic-maintaining, negative feedback loop, into a positive feedback spiral, which reinforces change – in one direction or another. If the NPT breaks down, we will spin into the unconscious positive feedback spiral of provocative proliferation (also called “deviation amplifying mutual causal process”). 60 more countries can acquire nukes, leading to nuclear anarchy and a certainty of accidents, terrorism, or deliberate use. A psychologically sound, mature, intelligent, wise positive feedback spiral would break out of the NPT by thoughtfully negotiating reductions towards elimination. The NPT is necessary, but not sufficient, for maintaining global security.

We must simultaneously build new kinds of political relationships and institutions, change our posture in the world, and develop nonmilitary methods of addressing conflict and enmity. For a fraction of what the world spends on armaments, we could invest in social scientists and develop violence prevention, “de-enmification” strategies, economic development and peace-building measures - in a “reverse Manhattan project” that will be far more effective in creating Universal Security.

"We have grasped the mystery of the atom and rejected the Sermon on the Mount. Ours is a world of nuclear giants and ethical infants. We know more about war than we do about peace; more about killing than we do about living."

General Omar Bradley

The problems that we have created as a result of the level of thinking that we have done thus far cannot be solved at the same level of thinking at which we created them.

Albert Einstein


CONSCIOUS NUCLEAR POLITICS


We Get What We Pay For

We now spend almost $400 billion a year on the military, approximately $1 billion on the State Department, and $12 million on the US Institute of Peace. What if we made a similar investment in the social sciences, committing money, research (we already have enough knowledge to prevent violence and transform conflict), developing training, education, personnel, and deployment towards violence prevention and collective healing from trauma. We request a significant investment in promising, proven effective methods in tension reduction, fear reduction, and “de-enmification” and the development of institutions and structures that employ bloodless forms of force, and strategies that address root causes.


We currently have bodies of knowledge regarding use of negotiations, violence prevention, tension reduction, and nonviolent forms of force (Richard Wendell Fogg), including economic, political, psychological, physical, social, educational, moral, and spiritual forms of force, used in complex combinations. If programs such as the proposed Global Nonviolent Peace Force www.nonviolentpeaceforce.org and Congressman Dennis Kucinich’s proposed Department of Peace http://www.house.gov/kucinich/action/peace.ht received the funding, interest, government support and training that the military received we would be able to make the paradigm shift necessary to t ranscend violence in the 21st century. We could begin the process of making a gradual transition to a post-military paradigm. Randall Forsberg’s Global Action to Prevent War www.globalactionpw.org provides a thoughtful strategy to gradually “wean” us off of our military dependence as we move towards a sustainable paradigm. We need a transitional period during which we build the new paradigm and phase out the old, perhaps holding the use of force as a back up while wholeheartedly employing violence preventing strategies.


PARADIGM SHIFT


If we are to survive, we must make a quantum leap into the next, post-military paradigm. We need a profound transformation to a new way of thinking and conducting international relationships. It should be obvious by now that the dualistic, right-wrong, us-them, good-bad military force paradigm is making us infinitely less secure. The peace and anti-war movements have not effectively articulated plausible alternatives to violence and inaction. Rich bodies of knowledge about political psychology, violence prevention, peace and conflict studies are virtually absent in the media and politics. The challenge now is to raise consciousness, build new institutions, and integrate proven methods informed by social science.


METAFORCE: Replacing War

Richard Wendell Fogg, director of the Center for the Study of Conflict, says that we don’t need to abolish war. We need to replace war. Fogg says that we must use force – political force, economic force, social force, psychological, educational, physical, moral, intellectual, spiritual, emotional, and aesthetic forms of force – in combinations forming complex, systematic strategies. They include reducing the opponent’s fear, avoiding cornering the opponent, avoiding retaliating, satisfying just grievances, understanding the meaning of their attack, removing pressures, using mediators, working the enemy’s allies, designing win-win solutions, etc, etc, including some harsher nonviolent approaches when the more positive ones don’t work. Since we don’t have a concept to describe bloodless forms of force, I have coined the term “Metaforce” which is not passive, and similar to the Indian terms ahimsa and satyagraha.


Global Nonviolent Peace Force

A Global Nonviolent Peace Force , is being developed to reduce tension and prevent violence so other strategies can be used to solve problems. It is based on a body of literature about the success of nonviolent accompaniment and other strategies that have prevented violence around the world.


Graduated Reciprocated Initiatives in Tension Reduction (GRIT)

GRIT is an example of a strategy, a conscious, creative positive feedback spiral is the described by Charles Osgood of “Graduated and Reciprocated Initiatives in Tension-Reduction”, known as GRIT in “Disarmament Demands GRIT.” It is “aimed to reduce and control international tension levels and to create an atmosphere of mutual trust within which negotiations on critical military and political issues can have a better chance of succeeding.” There have been some historical cases where this has been applied successfully as part of a complex strategy in tension reduction and violence prevention.

History, despite its wrenching pain

cannot be unlived, but if faced

With Courage, need not be lived again.

Maya Angelou, Inaugural poem


References

Lifton, Robert Jay & Falk, Richard, Indefensible Weapons: The Political and psychological Case Against Nuclearism Lifton, Robert, Jay, & Olson, Eric. “The Sense of Immortality: On Death and the Continuity of Life” in Explorations in Psychohistory. (1974) Simon & Shuster, New York, p.273 Hinsie, M.D., Leland E., & Campbell, M.D., Robert, J. Psychiatric Dictionary, Fourth Edition Weiss, Peter, personal communication, 3/28/02 Lifton, Robert Jay & Falk, Richard, Indefensible Weapons: The Political and psychological Case Against Nuclearism, p.ix Green, Robert, The Naked Nuclear Emperor: Debunking Deterrence theory, (2000) The Disarmament and Security Center, Christchurch, New Zealand Bronfenbrenner Urie, “The Mirror Image in Soviet-American relations”, in White, Ralph K, Psychology and the Prevention of Nuclear War, 1986, New York University Press Hinsie, M.D., Leland E., & Campbell, M.D., Robert, J. Psychiatric Dictionary, Fourth Edition Jervis, Robert, “Deterrence, the Spiral Model, and Intentions of the Adversary” in White, Ralph K, Psychology and the Prevention of Nuclear War, 1986, New York University Press Hinsie, M.D., Leland E., & Campbell, M.D., Robert, J. Psychiatric Dictionary, Fourth Edition Lifton, Robert Jay & Falk, Richard, Indefensible Weapons: The Political and psychological Case Against Nuclearism Lifton, Robert Jay & Falk, Richard, Indefensible Weapons: The Political and psychological Case Against Nuclearism Fogg, R.W. (2000) “Nonmilitary responses to nuclear threat or attack”, in Presler, J. & Scholz, S.J., Hartsough, David, Personal Communication, www.nonviolentpeaceforce.org Osgood, Charles, “Disarmament Demands GRIT” in ”, in White, Ralph K, Psychology and the Prevention of Peacemaking: Lessons form the past, visions for the future, Rodopi, Amsterdam and Atlanta, GA Nuclear War, 1986, New York University Press

Department of Peace
Global Nonviolent Peace Force
Global Action to Prevent War